Governance Risk & Compliance Administrator

Due to growth, a newly created position has arisen within this progressive boutique Asset Manager for a Risk & Compliance Administrator to support the Chief Risk Officer.

Roles & Responsibilities

  • To   support Governance, Risk and Compliance administrative tasks in a   comprehensive, confidential and proactive manner.

  • Schedule/organise regular meetings as per Engagement matrix

  • Assist with management of regulatory visits, reviews and information requests – agenda, presentation, collation and delivery of documents.

  • Organise updates of regular dashboards and reports by Risk & Compliance team (e.g. monthly Risk & Compliance Dashboard, quarterly Balanced Scorecards KPIs) and proof-read and reformat updated documents before circulation.

  • Track completion of agreed action points (Compliance findings, Internal Audit findings, matters arising at Committees, Operational Risk Events)

  • Assist with the support of senior Committees (including scheduling meetings, preparation and circulation/uploading of pack, minutes and attendance tracking)

  • Maintain Policy and Procedure inventory, send monthly reminders, support reviews, report on status and prepare quarterly Policy round up, intranet posting.

  • Business travel arrangements (domestic and international)

  • Expenses and third party providers contracts and invoices management

  • Complete the compliance register.

Experience & Qualifications

  • Ideally 2 years’ of experience in the Asset Management from within a risk and compliance function.

  • Good basic understanding of the financial markets.

  • Although not essential, a Corporate Secretariat or Compliance qualification would be useful

  • Highly proficient in MS Office (Outlook, Word, Excel and PowerPoint)

  • Excellent attention to detail

  • Experience working in a high delivery client facing commercial environment is preferred

To hear more about this challenging opportunity, please contact Alex Brown on 020 7847 8878 or email your CV to alex@meredithbrown.com

Please note: that due to the high volume of applicants responding to our adverts we are regrettably not able to feed back on all applications; only successful candidates will be contacted.

FIND OUT MORE

THE SMALL PRINT

CONTACT US

020 7847 8888

© 2020 Meredith Brown Associates.  Salisbury House,  Finsbury Circus, London, EC2M 5QQ.